the DIRECTORY
17 Andover Road North
Winchester
SO22 6NN
T: 07826038867
E:
www.ventacompliance.co.uk
No. of consultants: Sole
Geographic area covered:
  • National

Venta Compliance Limited

Venta Compliance Limited provides practical regulatory compliance solutions to companies regulated in the financial service sector. This includes support with authorisations, variations of permission or other notifications, as well as post authorisation compliance monitoring and advice on meeting current and future regulatory developments.

types of client firm served:

  • Collective Investments Funds
  • Consumer Credit Providers
  • Custodians/Depositaries
  • Discretionary fund managers
  • Institutional investment management
  • Payments Services Institutions
  • Private Client investment management
  • Secondary Intermediaries
  • Stockbrokers

services offered:

  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Returns Assistance
  • Regulatory Updates