the DIRECTORY
86-90 Paul Street
London
EC2A 4NE
T: 02038704404
E:
www.trecompliance.com
No. of consultants: Sole
Geographic area covered:
  • National

TRE Compliance Limited

TRE Compliance provides risk and compliance consultancy services to a wide range of clients in the UK and Internationally. Our areas of work include obtaining FCS Authorisation; applying for Variation of Permissions, Anti-money Laundering and Financial Crime advice; Due Diligence; Client Asset and Client Money (CASS); Transaction Reporting; FCA Financial Reporting; COREP; GDPR; Documentation; and FCA Training. The sectors we cover are: Forex: CFDs; Asset Management; Investment Brokers; Payment Service Providers and e-money; and Fintech. 

types of client firm served:

  • Corporate Finance Firms
  • Discretionary fund managers
  • Electronic Money Issuers
  • Institutional investment management
  • Investment Banks
  • Payments Services Institutions
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • SIPP providers
  • Wrap Platforms

services offered:

  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Returns Assistance