the DIRECTORY Limited  logo
60 Cookridge Drive
LS16 7HW
T: 07890113060
No. of consultants: Sole
Geographic area covered: UK
  • National Limited

Compliance consultancy for financial advisory, insurance and mortgage broking firms. 

types of client firm served:

  • Authorised Professional Persons
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Restricted financial advisers

services offered:

  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates