1 Royal Exchange Avenue
T: 020 7965 4623
F: 020 3206 1371
No. of consultants: 2-3
Geographic area covered:
  • National

The London Trading Company (UK) PLC

Founded in 2014 by a highly experience team, The London Trading Company provides compliance services to new or established investment firms.

We blend our expertise in compliance with commercial agility, ensuring our clients have a cost effective and robust regulatory framework. This allows them to build their businesses quickly, secure in the knowledge that all their compliance requirements are in safe hands. Services include, FCA umbrella, locums FCA applications and consultancy.

types of client firm served:

  • Authorised Professional Persons
  • Collective Investments Funds
  • Corporate Finance Firms
  • Discretionary fund managers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • Stockbrokers

services offered:

  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Regulatory Updates

Services to other firms:

  • Locum/Mentoring/Buddying
  • Temporary Consultants