the DIRECTORY
TCC logo
6th Floor
10 Lower Thames Street
London
EC3R 6EN
T: 020 3772 7230
F: 0113 261 5861
E:
www.tcc.group
No. of consultants: 21-25
Geographic area covered: UK
  • National

TCC

The Consulting Consortium (TCC) is the largest independent compliance consultancy in the UK. We provide expert guidance, managed projects and specialist resourcing to financial services clients across the industry. We have built a solid reputation for the experience and expertise of our consultants and our innovative business model, which allows us to scale up or down to quickly meet client requirements. TCC is proud to offer an award winning service, regularly winning compliance awards nominated by our clients. 

TCC is listed on the FCA Skilled Persons Panel for S166 reviews for Governance, Controls and Risk Frameworks, Conduct of Business and Financial Crime.

Following significant growth, In 2013 TCC gained a place on the famed Sunday Times Fast Track 100, ranking us in Britain’s top 100 fastest growing privately-owned companies.

Services Offered

  • Past Business Reviews

  • S166 Skilled Persons Reviews

  • Remediation, actuarial and redress calculations

  • Advice Quality Monitoring

  • Quality Assurance Monitoring

  • Complaints Handling

  • Governance, culture and firm structure reviews

  • Risk management, systems and controls

  • Training and competence

  • Responding to FCA interactions

  • Responding to regulatory change

  • Specialist resourcing

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Electronic Money Issuers
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi lateral trading facility
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Retail investment management
  • Secondary Intermediaries
  • Securities and Futures firms
  • Stockbrokers
  • Third party product providers

services offered:

  • Client Assets
  • Complaints Handling Reviews
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Skilled Person Panel - Conduct of Business
  • Skilled Person Panel - Governance, Controls & Risk Frameworks