the DIRECTORY
Telos Solutions Ltd  logo
60
Cannon Street
London
Greater London
EC4N 6NP
T: 08452263131
E:
www.telossolutions.co.uk
No. of consultants: Sole
Geographic area covered:
  • National

Telos Solutions Ltd

Telos can mobilise some of the most experienced - and high profile - compliance experts in the financial services industry.

All regulated firms need to consider the difference between being half a step behind - and half a step in front.

Being half a step behind requires the full effort and cost to be compliant - but risks falling foul of the regulators.

Being half a step ahead doesn't cost much more in the short term but saves a huge amount in the medium term, and creates elbow room to integrate compliance into the business efficiently.

It's possible to get half a step ahead by taking the regulators speeches, comments and informal briefings into account, by understanding how the regulator is likely to think - and by talking to us. That's where we operate, and that's where our successful clients are now.

Regulation services

  • Authorisations
  • Skilled persons reports (s166 and s166A)
  • Relationship with FCA
  • Systems and Controls (SYSC)
  • Conduct of Business
  • Regulated advice
  • Complaints and dispute resolution
  • Past business reviews and remediation
  • Audit & Post implementation review

Industry sectors

  • Consumer credit
  • Mortgages
  • Intermediaries
  • Life, Health and Pensions businesses
  • Wealth Management
  • Building Societies
  • Friendly Societies
  • Banking
  • Peer to Peer Lending

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • Credit Unions
  • Discretionary fund managers
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • Sale and Rent Back
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • Third party product providers
  • Trade associations, professional bodies and regulators
  • Wrap Platforms

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Management training & support, Staff training
  • Marketing and Business Development
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Shadow s.166 reviews
  • Skilled Person Panel - Conduct of Business
  • Skilled Person Panel - Governance, Controls & Risk Frameworks