Simply Compliance Ltd
Days Folly
Haytor Vale
TQ13 9XR
T: 0845 200 2964/01364 661544
No. of consultants: Sole
Geographic area covered: Across the United Kingdom
  • National

Simply Compliance Limited

Simply Compliance Ltd offers professional, efficient and affordable compliance services and solutions across the financial services industry, including general insurance, mortgages, investments, life & pensions and retail & commercial banking.   

Our client base varies from small businesses to large corporate entities.  As a result, our services are fully flexible and adaptable depending on your individual needs.  Tell us what it is you need to achieve, and we can achieve it.  We are effective in working as part of your internal team or project offering technical expertise, direction or guidance where required.

types of client firm served:

  • Banks/Deposit Takers
  • Building Societies
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Electronic Money Issuers
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Mortgage Brokers
  • Payments Services Institutions
  • Retail investment management
  • Sale and Rent Back
  • Secondary Intermediaries
  • Third party product providers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Updates