the DIRECTORY
Adelphi Court
1-3 East Street
Epsom
Surrey
KT17 1BB
T: 01372 721172
F: 01372 745377
E:
www.sifa.co.uk
No. of consultants: Sole
Geographic area covered: Mainland UK.
  • National

SIFA

A founder member of APCC, SIFA is the support group and trade association for IFAs who work with solicitors and accountants. Prior to joining SIFA, our Compliance Director was head of FS compliance at the Law Society.  Our compliance services cover both FCA and Law Society regulation and include helplines, twice-yearly regional meetings, monthly compliance and technical bulletins, supporting web sites and a wide range of disocunts on relevant technical and other products and services. Also available are local compliance monitoring visits and an annual conference,

types of client firm served:

  • Authorised Professional Persons
  • IFA (incl IFA divisions of financial institutions)
  • Private Client investment management

services offered:

  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Updates