the DIRECTORY
26 Beamont Close
Lutterworth
Lutterworth, Leicester
Leics
LE17 4GE
T: 0333 5000 555
F: 0870 460 1771
E:
www.compliance-support.co.uk
No. of consultants: Sole
Geographic area covered:
  • UK Mainland
  • England
  • London
  • Home Counties
  • Midlands
  • Yorkshire
  • West Country
  • Central England
  • South east
  • East Anglia
  • South West
  • North West
  • North East
  • Wales
  • South Wales
  • North Wales

Secure Compliance Limited

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Secure Compliance is a specialist management consultancy. We work only for regulated financial advisers, independent insurance brokers and independent mortgage intermediaries.

Our mission is to help our clients to be more effective by providing them with the highest quality assistance and advice. We help them to achieve the best standards of industry practice in their increasingly competitive and frequently changing business environment.

We are driven by our simple ambition, to meet the needs of our clients. we do everything we can to ensure that our work is of maximum benefit to them. Our greatest reward is to know that we have found a solution to a client's problem ad given value for money. As a testimony to that, most our income now comes form existing clients who invite us to do further work.

Compliance is an ever-changing area of work; as new requirements emerge, we aim to offer quality, bespoken solutions to meet the needs of new clients.

types of client firm served:

  • Consumer Credit Providers
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Scheme Operator/Provider
  • Restricted financial advisers
  • Retail investment management
  • SIPP providers
  • Third party product providers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Management training & support, Staff training
  • Marketing and Business Development
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Documentation
  • Locum/Mentoring/Buddying
  • Technical Helpdesk
  • Temporary Consultants