the DIRECTORY
Riverbridge House
Guildford Road
Leatherhead
Surrey
KT22 9AD
T: 01372 361177
E:
www.searchlightsolutions.co.uk
No. of consultants: 2-3
Geographic area covered:
  • National

Searchlight Solutions Ltd

Established in 1999, Searchlight is a leading provider of regulatory compliance and technical insurance consultancy and training services to the insurance and financial services industry.

Searchlight offers a one stop approach to meet all your compliance needs including on line staff assessments and e-learning as well as face to face training and consultancy. In addition to training staff on all compliance subjects, our range of services include health checks, assistance and support for start up business and new applications to the FCA, through to providing support with audits, Board and senior management briefings on hot topics of the day, as well as risk assessments, reviews and recommendations.

types of client firm served:

  • Company Service Providers
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Lloyds
  • Mortgage Brokers
  • Secondary Intermediaries
  • Third party product providers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Management training & support, Staff training
  • Marketing and Business Development
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory and Examination Training and Coaching
  • Regulatory Returns Assistance