the DIRECTORY
54 Boughton Lane
Maidstone
Kent
ME15 9QS
T: 01622741858
E:
www.sacm.co.uk
No. of consultants: Sole
Geographic area covered:
  • National

SA Compliance Management Ltd

SA Compliance Management Ltd specialises in mortgages and consumer credit, with particular reference to risk and systems & controls relating to FCA contact. The firm was appointed to the FCA Skilled Person Panel in 2013; and the MD, Stephen Atkins, was a member of the FCA Smaller Business Practitioner Panel. Stephen has also worked with HM Treasury, the OFT and the FOS.

SACM has both acted as skilled person and also defended firms against enforcement action by regulators.

 

types of client firm served:

  • Authorised Professional Persons
  • Building Societies
  • Consumer Credit Providers
  • Friendly Societies
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Lead generation firms
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Sale and Rent Back

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Skilled Person Panel - Governance, Controls & Risk Frameworks

Services to other firms:

  • Documentation
  • Technical Helpdesk
  • Temporary Consultants