The Old Library
Lion Street,
T: 01604 709509
F: 01604 422224
No. of consultants: 16-20
Geographic area covered: UK including Northern Ireland
  • National

RWA Compliance Services Ltd

RWA is one of the leading business consultancies in the UK, focusing on the general insurance markets.

We can offer our clients a one stop shop for all their Compliance, HR, Training, e-Learning and Risk Management needs. We also offer online learning and assessment via the Aviva Development Zone training platform and provide bespoke consultancy solutions where our clients require this. Whether you are looking to enhance profits, develop growth strategies, embark on mergers or acquisitions, or put a succession plan in place, RWA's experienced consultants are here to help.  

RWA know that the costs for getting compliance wrong can be expensive, but we believe putting it right needn’t be. All our club services are affordable, high quality and can be paid for in monthly instalments.

RWA started in 1992 and, in that time, has helped thousands of clients run successful businesses.

types of client firm served:

  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Lloyds
  • Pension Scheme Operator/Provider
  • Restricted financial advisers
  • Secondary Intermediaries
  • SIPP providers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Locum/Mentoring/Buddying
  • Temporary Consultants