Rory Percival Training and Consultancy Services Ltd  logo
23 College Road
St Albans
T: 07761288652
No. of consultants: Sole
Geographic area covered:
  • National

Rory Percival Training and Consultancy Services Ltd

RPT&C focuses on four areas:

  1. Training
  2. Conference speaking
  3. Guides
  4. Consultancy

All in relation to the financal speaking advice process and its regulation


types of client firm served:

  • Building Societies
  • Discretionary fund managers
  • IFA (incl IFA divisions of financial institutions)
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • SIPP providers
  • Stockbrokers
  • System suppliers
  • Trade associations, professional bodies and regulators
  • Wrap Platforms

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Pension Reviews
  • Regulatory Updates
  • Shadow s.166 reviews

Services to other firms:

  • Documentation
  • Temporary Consultants