the DIRECTORY
1 Stret Constantine
Newquay
Cornwall
TR7 1GH
T: 01637 838260
F: 01841 531123
E:
www.advisersunited.com
No. of consultants: Sole
Geographic area covered: UK wide
  • National

Roberts Clark Independent Financial Solutions Ltd

 

We are multi-award winning IFAs and Chartered Financial Planners offering wide-ranging FCA compliance services.  These include templated, downloadable documents and procedures to be tailored to your firm.  We also offer individual compliance assistance on your premises or remotely to help with specific projects. 

Whether you need anti-money laundering documentation, tests for your staff, TCF or Business Risk Awareness reviews, we can help. 

We work differently and know what you need.  We know cost is the main issue and you just want to demonstrate you comply with the rules.  We offer simple, easy to use procedures and templates.  

 

types of client firm served:

  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers

services offered:

  • Complaints Handling Reviews
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Updates