the DIRECTORY
3 Sovereign Place
Hatfield
AL9 5ET
T: 07786264422
E:
www.regulatoryadvice.co.uk
No. of consultants: Sole
Geographic area covered: UK
  • National

Regulatory Advice Limited

Specialist advisor on compliance with regulatory reporting regimes (MiFID 2, EMIR) and Crypto Regulation. 

types of client firm served:

  • Authorised Professional Persons
  • Discretionary fund managers
  • Electronic Money Issuers
  • Institutional investment management
  • Private Client investment management
  • Securities and Futures firms
  • SIPP providers
  • System suppliers

services offered:

  • Authorisation -FCA