Reality Compliance is a compliance and business consultancy with expertise in retail financial services. The business was founded in 2011 by Chris Yates, who has 19 years compliance experience in regulatory roles and has dealt with the regulator on numerous occasions.
We provide a bespoke compliance service to match the individual needs of the directly authorised firm. The key services provided are:
There are no monthly fees/retainers, all services are payable on a pay as you go basis.
We have offer a paraplanning service, Reality Paraplanning (www.realityparaplanning.co.uk), which offers a full range of research, report-writing and due dilgence services. Contact firstname.lastname@example.org for more details.