the DIRECTORY
Hazelmere House
Lone Lane
Penallt
Monmouth
Monmouthshire
NP25 4AJ
T: 01600 714470
F: 01600 800 007
E:
www.priscum.com
No. of consultants: Sole
Geographic area covered: All of UK including Scotland and Northern Ireland
  • National

Priscum Limited

Bespoke compliance for complex firms. Worked as direct sales, IFA and for two of the big 4 accountants. Supplied compliance services to 180 directly regulated firms. Speciality - anything technical and unusual. Fellow of Personal Finance Society FPFS Associate of Pension Management Institute APMI Associate of the Chartered Insurance Institute ACII Mortgage, long term care, and Equity Release qualifications. Expertise in all areas of compliance for the above qualifications.

types of client firm served:

  • Authorised Professional Persons
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Private Client investment management
  • Retail investment management

services offered:

  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates