the DIRECTORY
Lane House
Skirethorns Lane
Threshfield
Skipton
North Yorkshire
BD23 5PH
T: 01756 753191
E:
www.practicalcompliance.co.uk
No. of consultants: Sole
Geographic area covered: Nationwide
  • National

Practical Compliance Solutions Limited

PCS are a bespoke consultancy firm with clients all over the UK. We specialise in providing bespoke service to IFA's, mortgage brokers and insurance brokers. The team offers a practical and affordable service, which can suit most budgets and requirements. We can work with clients on anything from specialist projects such as helping to trouble shoot their T&C scheme, to one to one training sessions on risk assessment within a business. Supervisor courses are also available, and auditing is one of our key areas.

types of client firm served:

  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Restricted financial advisers
  • Secondary Intermediaries

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates