the DIRECTORY
27 Mayfield Close
Ferndown
Dorset
BH22 9HS
T: 07971 350371
E:
No. of consultants: Sole
Geographic area covered: South East and West including central London
  • London
  • South east
  • South West

PMA Compliance Consultants

Paul Andrews (Proprietor) holding "CII Diploma in Financial Planning" to include J07 Supervision in a Regulated Environment / CeMAP / ER1 Equity Release / CF8 Long Term Care / R01 & R02 (Full FPC 1,2 &3) - Sole Trader specialising in all aspects of training and competence including supervision, KPI, firm MI, recruitment procedures in addition to advising on corporate governance and business formation. Over 35 years experience within the financial services profession mainly within the independent sector at Director (CF10)  level.

 

types of client firm served:

  • Authorised Professional Persons
  • Company Service Providers
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Restricted financial advisers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • Health Checks
  • Management training & support, Staff training
  • Marketing and Business Development
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates

Services to other firms:

  • Locum/Mentoring/Buddying
  • Temporary Consultants