the DIRECTORY
School House
Draughton Road
Maidwell
Northampton
NN6 9JF
T: 01604686225
E:
www.newtonep.com
No. of consultants: 2-3
Geographic area covered:
  • National

Newton EP

Newton EP is a fee based outsourcing service providing compliance and technical services to financial planning compliance. 

types of client firm served:

  • Collective Investments Funds
  • Consumer Credit Providers
  • Discretionary fund managers
  • IFA (incl IFA divisions of financial institutions)
  • Investment Banks
  • Mortgage Brokers
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • SIPP providers
  • Stockbrokers
  • Wrap Platforms

services offered:

  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Documentation
  • File Review
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Updates