163 Tennyson Road
E15 4DR
T: 02030062280
No. of consultants: 2-3
Geographic area covered:
  • National

NewDay Compliance

NewDay Compliance is a boutique consultancy focussed on providing tailored regulatory and compliance support services to Lenders (Mortgage and Consumer Credit), Administrators and Brokers on regulatory transactions, which includes authorisations, change of control, variation of permissions, cancellation and on-going compliance.

With many years of experience within Financial Services (regulator and industry) we are able to provide practical and pragmatic solutions to all of your regulatory and compliance requirements.

We generally work with clients on an on-going basis but also accept ad-hoc commissions.

types of client firm served:

  • Consumer Credit Providers
  • Discretionary fund managers
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Private Client investment management
  • Sale and Rent Back
  • Securities and Futures firms

services offered:

  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Temporary Consultants