the DIRECTORY
3 Beeston Place
London
SW1W 0JJ
T: 020 3056 0956
F: 0207 2830493
E:
www.mpacgroup.co.uk
No. of consultants: 6-8
Geographic area covered: UK and Europe
  • National

MPAC Consultancy LLP

A specialist Compliance Consultancy operating in the investment, banking and insurance sectors covering all types of project and providing outsourced compliance.

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Energy Market Participants
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Investment Banks
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi lateral trading facility
  • Payments Services Institutions
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • Stockbrokers
  • Third party product providers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates