the DIRECTORY
Millen Compliance Ltd logo
New House Farm
Antlands Lane, Burstow
Shipley Bridge
Surrey
UK
RH6 9TF
T: 08000432029
E:
www.millencc.co.uk
No. of consultants: Sole
Geographic area covered:
  • London
  • Home Counties
  • South east

Millen Compliance Ltd

Millen Compliance Ltd are a successful team assisting IFA firms, throughout the South East, with their regulatory requirements. We offer a bespoke service for each firm to relive the burden that compliance can bring. We have specialists covering Investment, Pension, Life, Mortgage and General Insurance together with in-depth knowledge and experience of Training and Competence, Treating Customers Fairly, Data Security, Business Risk, Anti-Money Laundering. we can assist firms with business or asset sales and acquisitions. We also have a document storage and scanning solution for financial services firms.

types of client firm served:

  • Authorised Professional Persons
  • Consumer Credit Providers
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Restricted financial advisers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates