the DIRECTORY
The Old Farmhouse
Mountfield Park Farm
Mountfield
nr Robertsbridge
East Sussex
TN32 5LE
T: 01424 838764
E:
www.lwfconsulting.com
No. of consultants: 2-3
Geographic area covered: UK and international
  • National

LWF Consulting Limited

LWF is a specialist firm of UK Regulatory Compliance and Financial Services practitioners with exceptional industry experience and first hand knowledge of regulatory techniques and procedures. LWF provides bespoke regulatory and compliance guidance and assistance to the banking, securities and futures, corporate finance and the traditional and alternative asset management sectors, including institutional, wealth management and private client, hedge fund and private equity. LWF's senior practitioners and partners combine extensive experience and expertise in the regulatory, investment and financial services industries. The senior management team is exclusively comprised of ex-regulators and supervisors.

types of client firm served:

  • Corporate Finance Firms
  • Discretionary fund managers
  • Institutional investment management
  • Investment Banks
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews