the DIRECTORY
Lawson Conner  logo
134 Buckingham Palace Road
London
SW1W 9SA
T: 0203 696 1302
E:
www.lawsonconner.com
No. of consultants: 9-10
Geographic area covered:
  • National

Lawson Conner

Lawson Conner helps financial services firms navigate through the complexities of compliance and regulations in the UK and the US using innovative solutions and expert advice, which reduce risk and increase efficiency.

We are an investment manager platform and a leading provider of outsourced compliance services solutions which include regulatory hosting and Management Company Platform structures.

We serve financial services firms of all sizes, across Europe and the US, from hedge funds to private equity firms, wealth managers and other firms which operate under a regulatory framework.

As a reliable and trusted partner, we create long term value by working with unparalleled commitment to the industry and our clients.

types of client firm served:

  • Authorised Professional Persons
  • Building Societies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • Energy Market Participants
  • High Value Dealers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Investment Banks
  • Lead generation firms
  • Money Service Businesses
  • Multi lateral trading facility
  • Payments Services Institutions
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • System suppliers
  • Trade associations, professional bodies and regulators
  • Trust Service Providers
  • Wrap Platforms

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Updates