the DIRECTORY
7 Moorhams Avenue
Hatch Warren
Basingstoke
Hampshire
RG22 4YG
T: 07853886931
E:
www.kmccompliance.co.uk
No. of consultants: Sole
Geographic area covered:
  • National

KMC Compliance

KMC Compliance offers a unique, bespoke service.  We provide pragmatic, effective solutions when you need them.  We can work with you on a one-off (specific project), regular (retainer) or ad hoc (as and when required) basis.  Quite simply, you can build a contract with us that works with your needs, business plans and budget. 

 

With extensive experience of working in the financial services industry, we can help to unravel the complexities of the Rules for you, thus enabling you to focus on your business.  You can relax, knowing that your Compliance regime is in good shape.

types of client firm served:

  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Retail investment management

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates