the DIRECTORY
Birstall House
34 Battle Green
Epworth
North Lincolnshire
DN9 1JT
T: 01427 873941
E:
www.keycompliance.co.uk
No. of consultants: Sole
Geographic area covered: Mainly Eastern England. i.e Yorkshire, Lincolnshire, Nottinghamshire, Cleveland
  • Yorkshire
  • Central England

Key Compliance Limited

Key Compliance provides a friendly and really useful compliance service.

Not only will we identify the regulatory risks within your firm and recommend appropriate solutions; we are also happy to ‘roll our sleeves up’ and work with you to implement the solutions recommended.

Consider Key Compliance a your business partner and part of your business protection solution.

types of client firm served:

  • Company Service Providers
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Money Service Businesses
  • Mortgage Brokers
  • Restricted financial advisers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance

Services to other firms:

  • Temporary Consultants