the DIRECTORY
9 Guithavon Street
Witham
Essex
CM8 1BJ
T: 013 7651 4166
E:
www.helpyoucomply.com
No. of consultants: 2-3
Geographic area covered:
  • Midlands
  • South east

Help You Comply Ltd

A highly experienced, client focussed consultancy, centered on commercially effective solutions to the challenges faced by regulated Firms. Able to provide assistance on bespoke terms. Please refer to our website for details of our activities and approach: www.helpyoucomply.com.

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Sale and Rent Back
  • Secondary Intermediaries
  • Stockbrokers
  • Third party product providers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Documentation
  • Locum/Mentoring/Buddying
  • Technical Helpdesk
  • Temporary Consultants