Complying with financial services regulation can be a burden for the smaller, owner-managed firm. The penalties for getting it wrong can be harsh.
Fulcrum Compliance provide outsourced compliance services to the FCA regulated community. We specialise in owner-managed firms, where senior management has wider responsibilities, as well as compliance. Our service helps senior management deal with the day-to-day pressure of compliance and balances the needs of the firm and the needs of the regulator.