the DIRECTORY
FSTP LLP  logo
Acorn House
393 Midsummer Boulevard
Milton Keynes
MK9 3HP
T: 01908395243
E:
www.fstp.co.uk
No. of consultants: 4-5
Geographic area covered:
  • National

FSTP LLP

FSTP offers award winning regulatory training and consultancy services to help financial service firms improve their compliance and governance standards. We make sure your policies, processes and people are optimised for success and able to withstand scrutiny from the regulator. 

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • Credit Unions
  • Discretionary fund managers
  • Electronic Money Issuers
  • Friendly Societies
  • High Value Dealers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Lloyds
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • Sale and Rent Back
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • System suppliers
  • Third party product providers
  • Trade associations, professional bodies and regulators
  • Travel Insurers
  • Trust Service Providers
  • Wrap Platforms

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory and Examination Training and Coaching
  • Regulatory Returns Assistance
  • Regulatory Updates