the DIRECTORY
Eminent Global Compliance  logo
5 Ensign House, Admirals Way
Canary Wharf
London
E14 9XQ
T: 02070180303
E:
www.eminentagc.com
No. of consultants: Sole
Geographic area covered:
  • National

Eminent Global Compliance

Based in The heart of commercial huub of Europe, Canary Wharf, London, our specialized team works to deliver consistent and cost-effective services backed by the resources of some excellent professionals. We are dedicated in helping our clients to achieving sucess and are passionate about providing comprehensive and commercial advice.

types of client firm served:

  • Authorised Professional Persons
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Electronic Money Issuers
  • High Value Dealers
  • Insurance Brokers - General
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Updates
  • Shadow s.166 reviews

Services to other firms:

  • Documentation
  • Locum/Mentoring/Buddying