the DIRECTORY
22 Sheriffs Lea
Toton
Nottingham
NG9 6LJ
T: 07483899697
E:
n/a
No. of consultants: Sole
Geographic area covered:
  • National

Ellison Compliance Limited

With over 35 years financial services experience, we provide bespoke compliance services to a wide range of FCA authorised firms, either on a retained, ad hoc or project basis. Our aim is to give you peace of mind that all the regulatory aspects of your business have been taken care of, leaving you to concentrate on running and developing your business. 

Based in the Midlands, we are ideally located to offer face to face support throughout the UK but can also provide services remotely if required.

types of client firm served:

  • Authorised Professional Persons
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Restricted financial advisers
  • Retail investment management

services offered:

  • Authorisation -FCA
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Documentation
  • Locum/Mentoring/Buddying
  • Technical Helpdesk