ECompli (UK) Limited  logo
Moreton House,
16 Trident Park, Trident Way
T: 01254 675 674
No. of consultants: 4-5
Geographic area covered:
  • National

ECompli (UK) Limited

Ecompli were established in 2006 and provide FCA compliance support to directly regulated General Insurance Brokers, Mortgage Brokers, Equity Release Firms and Insurance Claim Handling Firms (Loss Assessors).

Our specialist areas include: FCA Application Support, Financial Promotions reviews, Tailored Compliance Visits, Systems and Controls review, Training & Competence, TCF, File Reviews, RMAR/GABRIEL reporting, implementing Compliance Manuals / Procedures, staff training relating to Anti Money Laundering, Complaints Handling, Sales Process etc.

We deal with various sizes of firms from Sole Traders through to large corporate entities. We cover the whole of the UK and our office is based in Blackburn, Lancashire.

types of client firm served:

  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers

services offered:

  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance Support
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • File Review
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates