the DIRECTORY
1 Hedgeway
Northampton
Northants
NN4 0SP
T: 01604 709942
E:
www.dartcompliance.co.uk
No. of consultants: 2-3
Geographic area covered: UK
  • National

Dart Compliance Limited

Experienced, high quality compliance solutions for General Insurance intermediaries

types of client firm served:

  • Authorised Professional Persons
  • Consumer Credit Providers
  • Energy Market Participants
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Restricted financial advisers
  • Secondary Intermediaries

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Documentation
  • Locum/Mentoring/Buddying
  • Technical Helpdesk
  • Temporary Consultants