the DIRECTORY
130 Jermyn Street
London
London
SW1Y 4UR
T: 02034082448
F: 02076919722
E:
www.cordium.com
No. of consultants: 26-30
Geographic area covered: The Firm provides compliance consulting to alternative asset managers and wealth managers in the United Kingdom, Malta, Hong Kong and in the United States of America in Boston and New York
  • National

Cordium Consulting Limited

Cordium is a market-leading provider of regulatory compliance consulting services, financial and regulatory reporting(accountancy), payroll, corporate and personal taxation services and software to the asset management and securities industry.

Today, Cordium has offices in London, New York, Boston, San Francisco, Hong Kong and Malta, and employs more than 200 experienced professionals who support more than 1,500 investment businesses.

Our client range from start-ups to large firms with well-established track records. Our asset management and securities sector focus means we always bring direct, relevant experience to advising our clients, helping them to meet their compliance and regulatory challenges, turning regulatory compliance into a must-have.

types of client firm served:

  • Authorised Professional Persons
  • Collective Investments Funds
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary fund managers
  • Institutional investment management
  • Insurers
  • Investment Banks
  • Multi lateral trading facility
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Retail investment management
  • Secondary Intermediaries
  • Securities and Futures firms
  • Stockbrokers
  • Wrap Platforms

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Management training & support, Staff training
  • Marketing and Business Development
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates