The Compliance Company logo
Windsor House
Cornwall Road
North Yorkshire
T: 01423 522599
No. of consultants: 9-10
Geographic area covered:
  • National

The Compliance Company

The Compliance Company is a UK leader in the compliance services industry. Our team of experts offers a specialist and comprehensive compliance service, assisting our clients across all business sectors.

The Compliance Company can act as a Principal firm and oversees Appointed Representatives within its network. We also offer ongoing support and service to ensure firms remain compliant and can provide many other services including applications, compliance documentation and training.

types of client firm served:

  • Consumer Credit Providers

services offered:

  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance Support
  • Documentation
  • File Review
  • Health Checks
  • Regulatory Returns Assistance
  • Regulatory Updates