the DIRECTORY
Complymatic Limited  logo
8-10 Grosvenor Gardens
London
SW1W 0DH
T: 02038732187
E:
www.complymatic.com
No. of consultants: 2-3
Geographic area covered:
  • National

Complymatic Limited

Complymatic’s Compliance consultants specialise in advice and support services across all aspects of compliance to the Regulated Financial community within the UK. We understand the pressure felt by firms to get business decisions right and we are here to guide firms through the pitfalls of the ever changing and ever-more stringent regulation. We take a proactive approach to regulation and knowing our client’s business to ensure our services are always current while remaining flexible to the dynamic, thus enabling us to provide tailored services and advice. Our team work with each business to reduce risk, by putting our client relationships at the heart of what we do by using a new way of viewing their risk and compliance obligations.

 


 

types of client firm served:

  • Authorised Professional Persons
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Discretionary fund managers
  • Electronic Money Issuers
  • Energy Market Participants
  • Institutional investment management
  • Insurance Brokers - General
  • Insurers
  • Money Service Businesses
  • Multi lateral trading facility
  • Payments Services Institutions
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • SIPP providers
  • System suppliers
  • Third party product providers

services offered:

  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Returns Assistance
  • Regulatory Updates