the DIRECTORY
Lane Barn,
Northleigh Hill,
Goodleigh,
Devon,
EX32 7NR
T: 07968821920
E:
www.
No. of consultants: Sole
Geographic area covered: UK
  • National

Compliance South West Limited

Providing compliance support to financial firms including insurers, financial advisers, insurance intermediaries and mortgage brokers. 

types of client firm served:

  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Mortgage Brokers
  • Restricted financial advisers
  • Third party product providers
  • Travel Insurers

services offered:

  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Regulatory Returns Assistance
  • Regulatory Updates