the DIRECTORY
40 Broomfield House,
Lanswood Business Park,
Elmstead
Colchester
Essex
CO7 7FD
T: 01206 230804
E:
www.complianceandtraining.co.uk
No. of consultants: 6-8
Geographic area covered: UK
  • National

Compliance & Training Solutions Ltd

A team of Diploma qualified compliance consultants based throughout the UK offering a completely bespoke compliance service, with the aim of taking the worry and pressure out of FCA compliance requirements leaving you to do what you do best – provide quality advice and service to your clients.

types of client firm served:

  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Mortgage Lenders/Administrators

services offered:

  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Updates