the DIRECTORY
Dickens House
9 Guithavon Street
Witham
Essex
CM8 1BJ
T: 01376514166
E:
www.chameleoncompliance.co.uk
No. of consultants: 2-3
Geographic area covered: UK and abroad
  • National

Chameleon Compliance Ltd

We are Compliance Specialists and we work alongside our clients using a highly collaborative approach. We provide you with an initial consultation at our expense and we work with you on a short-term or an on-going basis, according to your needs.

We also provide Regulatory Training and Coaching.

Our focus:

  •  High quality, customer focused service
  •  Innovative approach
  • Excellent value for money
  • We are distinguished against existing alternatives
  • We build strong and sustainable relationships with our clients

We believe that compliance doesn't have to be painful and we build engagement and enjoyment into everything that we do for our clients.

 

 

 

 

 

 

 

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Lead generation firms
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • Secondary Intermediaries
  • Third party product providers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Management training & support, Staff training
  • Marketing and Business Development
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory and Examination Training and Coaching
  • Regulatory Updates

Services to other firms:

  • Documentation
  • Locum/Mentoring/Buddying
  • Technical Helpdesk
  • Temporary Consultants