the DIRECTORY
Birchin Court
20 Birchin Lane
London
EC3V 9DU
T: 020 7638 9830
E:
www.cclcompliance.co.uk
No. of consultants: 11-15
Geographic area covered:
  • National

CCL Compliance Ltd

We have been providing compliance and regulatory services to the UK market for more than 30 years and were the first specialist compliance consultancy in the UK. Our quality advice and delivery, coupled with dedicated commitment to our clients is evident in our client base, many of which have relied on CCL for decades. With a deeply experienced and long-serving workforce, we are unique in the consultancy market, giving us and our clients peace of mind in the face of ever-changing regulation. That experience has also driven our refreshing approach to regulatory technology, which is all about the solution that our clients need.

Our services include:

  • Regulatory Technology - CCL C.O.R.E, our compliance platform
  • Compliance Advisory
  • FCA Authorisation
  • Prudential Rules & Regulatory Reporting
  • Senior Managers & Certification Regime (SM&CR) - from reviews and training to full project management

CCL also provides comprehensive eLearning, classroom and in-house training to FCA-regulated firms in the following areas:

  • AML & Financial Crime
  • Compliance
  • FCA Regulations
  • Senior Managers & Certificate Regimae (SM&CR)
  • Prudential Regulation
  • CISI Qualifications

 

types of client firm served:

  • Banks/Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary fund managers
  • Energy Market Participants
  • Friendly Societies
  • High Value Dealers
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Lloyds
  • Multi lateral trading facility
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • Stockbrokers
  • Wrap Platforms

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Management training & support, Staff training
  • Marketing and Business Development
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory and Examination Training and Coaching
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Shadow s.166 reviews

Services to other firms:

  • Documentation