the DIRECTORY
25 Gingells Farm Road
Charvil
Reading
RG10 9DJ
T: 07850 874066
F: 0118 934 4291
E:
www.brianshearing.co.uk
No. of consultants: Sole
Geographic area covered: London and Home Counties
  • National

Brian Shearing and Partners Limited

We are a small firm which is able to react to requests very quickly. In addition to FCA and PRA compliance we are also familiar with UK pensions, ISA, etc compliance and many offshore jurisdictions, particularly the Isle of Man and the Channel Islands.

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Collective Investments Funds
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary fund managers
  • Friendly Societies
  • Institutional investment management
  • Insurers
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • System suppliers
  • Third party product providers
  • Wrap Platforms

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates