the DIRECTORY
Evolve Business Centre
Cygnet Way
Houghton-le-Spring
DH4 5QY
T: 0844 272 5000
E:
www.atebconsulting.co.uk
No. of consultants: 6-8
Geographic area covered: UK wide
  • National

ATEB Consulting

ATEB is one of the few compliance consultancies that undertakes Conduct of Business Skilled Persons (Section 166) reviews on behalf of the FCA. We are one of the earliest compliance consultancies, founded in 1996 to plug a gap in the market. Since then, we have provided pragmatic and hands-on support to IFAs, mortgage brokers, general insurance intermediaries, credit brokers, debt management companies, lenders and chartered surveyors. We have long standing and loyal clients; many have been with us since the start in 1996. While we can introduce you to third party professionals, we do not recieve any form of inducement for doing so and hence we provide a completely unbiased and independent service, focussing solely on your needs. Over the past 12 months our consultants have completed nearly 1000 on-site client visits. We pride ourselves on the quality of service provided and have a proven track record of delivering consistently high standards. Don't just take our word for it; see for yourselves what our clients say on our website. We also offer an industry leading Suitability Report writing system.

 

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Consumer Credit Providers
  • Discretionary fund managers
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Restricted financial advisers
  • Secondary Intermediaries

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Skilled Person Panel - Conduct of Business