the DIRECTORY
Kingfisher House
Walton Street
Aylesbury
Buckinghamshire
HP21 7AY
T: 07814 054220
E:
www.Askmoney.co.uk
No. of consultants: Sole
Geographic area covered: UK
  • National

Ask Money Limited

 

Ask Money is a specialist compliance consultancy that offers high quality services to Financial Services providers, IFAs, Global/Private Banks, Wealth Managers and other financial institutions. We offer a bespoke service to our clients and have experience that has built up from working with many leading UK names.

The firm is a specialist in assessing suitability in accordance with the regulators requirement in the Conduct of Business Sourcebook (COBS 9).

Ask Money Ltd was set up by Matthew Speck FCII IMC, a Chartered Financial Planner in 2004. Having over 20 years experience in differing high profile roles within financial services, including over 10 years holding various controlled functions and advising clients as an independent financial adviser. 

Ask Money has the ability to help clients with many day to day issues, our skills and knowledge means we are particularly successful with dealing with complex issues, whilst ensuring FSA compliance.

 

types of client firm served:

  • Authorised Professional Persons
  • Collective Investments Funds
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Investment Banks
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • Stockbrokers

services offered:

  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates