the DIRECTORY
Altogether Compliant Limited  logo
9 Guithavon Street
Witham
Essex
CM8 1BJ
T: 07809644611
E:
www.altogethercompliant.co.uk
No. of consultants: 2-3
Geographic area covered:
  • London
  • Midlands
  • Central England
  • South east
  • East Anglia

Altogether Compliant Limited

Based in London,  Essex, Cambridge and the East Midlands, we provide bespoke hands on compliance guidance amd support for firms already authorised by the FCA and for those firms seeking authorisation from the FCA.

types of client firm served:

  • Corporate Finance Firms
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Lead generation firms
  • Mortgage Brokers
  • Restricted financial advisers
  • Secondary Intermediaries

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Management training & support, Staff training
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Locum/Mentoring/Buddying