the DIRECTORY
Altogether Compliant Limited  logo
9 Guithavon Street
Witham
Essex
CM8 1BJ
T: 07809644611
E:
www.altogethercompliant.co.uk
No. of consultants: Sole
Geographic area covered:
  • London
  • South east

Altogether Compliant Limited

Based in London and South East England, we provide bespoke hands on compliance guidance amd support for firms already authorised by the FCA and for those firms seeking FCA authorisation.

types of client firm served:

  • Corporate Finance Firms
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Lead generation firms
  • Mortgage Brokers
  • Restricted financial advisers
  • Secondary Intermediaries

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Locum/Mentoring/Buddying