the DIRECTORY
Alpha Capital Compliance Ltd logo
Meadow Lodge Annexe
Montefiore Avenue
Rayleigh
Essex
SS6 9QU
T: 01268 661 696
E:
www.alphaccl.co.uk
No. of consultants: Sole
Geographic area covered:
  • National

Alpha Capital Compliance Ltd

ACCL aims to develop a consultancy service that demystifies the jargon intensive world of Compliance and AML by providing forthright, intuitive and timely advice on all issues.

 

Operating on a 'retainer' and 'open-access' basis, ACCL will not charge its clients 'telephone time' or minimum consultant charges. Fees will be agreed prior to the commencement of any projects and will be transparent with no hidden costs. Arrangements will be conducted under a NDA for the client's protection.

 

ACCL will be constantly available on several media including phone, email and Skype, with office visits prearranged with the client.

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Company Service Providers
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • High Value Dealers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Investment Banks
  • Money Service Businesses
  • Payments Services Institutions
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • Secondary Intermediaries
  • Stockbrokers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Documentation
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Documentation
  • Newsletters
  • Temporary Consultants