the DIRECTORY
Mezzanine Floor
28 Throgmorton Street
London
EC2N 2AN
T: 020 3478 4715
E:
No. of consultants: Sole
Geographic area covered:
  • National

Alan Macarthur

Consultant for FCA authorised firms within the IFA, GI, Mortgage, Corporate Finance sectors and Member Directed Pension Scheme providers.

types of client firm served:

  • Corporate Finance Firms
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Mortgage Brokers
  • Pension Scheme Operator/Provider

services offered:

  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance Support
  • Documentation
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates