8 Wellington Walk
Westbury on Trym
BS10 5ET
T: 07778136089
No. of consultants: Sole
Geographic area covered: Bristol based but work through the UK and Ireland
  • National

AJS Consultancy Services Limited

A compliance professional since 1992. Fellow of the Chartered Insurance Institute and Associate of the Personal Finance Society. Setting up wrap platforms including Part 4a applications, interim head of compliance and CASS SME.

types of client firm served:

  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Custodians/Depositaries
  • Discretionary fund managers
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Scheme Operator/Provider
  • Retail investment management
  • SIPP providers
  • Stockbrokers
  • Third party product providers
  • Wrap Platforms

services offered:

  • Authorisation -FCA
  • Client Assets
  • Compliance advice
  • Compliance Training
  • Documentation
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates
  • Skilled Person Panel - Client Assets

Services to other firms:

  • Documentation
  • Temporary Consultants