the DIRECTORY
6 Maidenhead Road
Stratford-upon-Avon
Warwickshire
CV37 6XR
T: 07889 168999
E:
www.acumencompliance.com
No. of consultants: 2-3
Geographic area covered: Throughout UK, Ireland and India
  • National

Acumen Compliance Consultancy Limited

ACUMEN is a specialist Regulatory Risk and Compliance Consultancy focussing on providing services to clients in the Asset Management, Insurance and Retail sectors. Consultancy assignments undertaken include: Interim Compliance Management; Fund rationalisation and restructuring; risk management, board effectiveness, governance and policy framework reviews; fund establishment and authorisation; Compliance function restructuring; Monitoring (including third party providers of fund management and administration; Solvency II; TCF implementation; compliant handling reviews. ACUMEN’s directors have 40 years’ experience in financial services.

types of client firm served:

  • Banks/Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Mortgage Brokers
  • Private Client investment management
  • Retail investment management
  • Third party product providers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews

Services to other firms:

  • Documentation
  • Temporary Consultants