Pera Business Park
Nottingham Road
Melton Mowbray
LE13 0PB
T: 01664 503780
F: 01664 565806
No. of consultants: 4-5
Geographic area covered: Nationwide service offered.
  • National

Accord Compliance Consultants Limited

Formed in 2000, to provide professional compliance support services to the Financial Services sector, the directors and consultants have many years experience in their specialist fields - which include; pension transfers and drawdown, investments, mortgages and general insurance. We believe that there is a demand for a personal, relationship based, approach to compliance from Regulated firms - as opposed to the usual 'one size fits all' style. We believe that we can satisfy that demand by means of our own very practical and user friendly systems for meeting the varied needs of the IFA and Insurance/Mortgage Broker. Our policy of offering a bespoke service and our 'hands on' and practical approach to compliance matters means we are well placed to help you implement compliance systems and controls appropriate to your own individual operation. Please vist our website for more detailed information on our services - or please contact us directly if you have an enquiry.

types of client firm served:

  • Authorised Professional Persons
  • Company Service Providers
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • SIPP providers
  • Third party product providers

services offered:

  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates

Services to other firms:

  • Documentation
  • Locum/Mentoring/Buddying
  • Newsletters
  • Technical Helpdesk
  • Temporary Consultants